A lot of you do. I asked ChatGPT a few questions to determine what laws impact the profession.
Click on them if you want to learn more.
- What national laws impact the financial analysis industry? What laws in Texas do the same? Is there conflict between the two?
- List the most significant national laws related to the finance industry over American history.
Heres a quick list of those laws.
All are based on powers granted in the U.S. Constitution.
1. First Bank of the United States Act — 1791
2. Second Bank of the United States Act — 1816
3. Legal Tender Act — 1862
4. National Banking Acts — 1863 and 1864
5. Federal Reserve Act — 1913
6. Emergency Banking Act — 1933
7. Banking Act of 1933 — Glass-Steagall Act
8. Securities Act of 1933
9. Securities Exchange Act — 1934
10. Banking Act of 1935
11. Investment Company Act — 1940
12. Investment Advisers Act — 1940
13. Federal Deposit Insurance Act — 1950
14. Bank Holding Company Act — 1956
15. Truth in Lending Act — 1968
16. Bank Secrecy Act — 1970
17. Fair Credit Reporting Act — 1970
18. Equal Credit Opportunity Act — 1974
19. Real Estate Settlement Procedures Act — 1974
20. Home Mortgage Disclosure Act — 1975
21. Fair Debt Collection Practices Act — 1977
22. Right to Financial Privacy Act — 1978
23. Depository Institutions Deregulation and Monetary Control Act — 1980
24. Garn-St Germain Depository Institutions Act — 1982
25. Money Laundering Control Act — 1986
26. Financial Institutions Reform, Recovery, and Enforcement Act — 1989
27. Federal Deposit Insurance Corporation Improvement Act — 1991
28. Riegle-Neal Interstate Banking and Branching Efficiency Act — 1994
29. Gramm-Leach-Bliley Act — 1999
30. USA PATRIOT Act — 2001, especially Title III
31. Sarbanes-Oxley Act — 2002
32. Emergency Economic Stabilization Act — 2008
33. Housing and Economic Recovery Act — 2008
34. Dodd-Frank Wall Street Reform and Consumer Protection Act — 2010
35. Jumpstart Our Business Startups Act — 2012
36. Economic Growth, Regulatory Relief, and Consumer Protection Act — 2018
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